Personnel Hong Kong SFC License Details (ID 1886214)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TCW ASIA LIMITED	RO	Asset management	2022-10-06	2023-10-31
	RO	Dealing in securities	2020-11-11	2023-10-31
	Rep	Dealing in securities	2020-05-22	2020-11-11
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Dealing in securities	2013-11-13	2020-03-05
	Rep	Dealing in securities	2012-04-25	2012-05-24