Personnel Hong Kong SFC License Details (ID 1887067)

Personnel Hong Kong SFC License Details (ID 1887067)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Saxo Capital Markets HK Limited	RO	Advising on securities	2022-01-07	2024-09-11
	RO	Asset management	2022-01-07	2024-09-11
	RO	Dealing in futures contracts	2021-08-23	2024-09-11
	RO	Dealing in securities	2021-08-23	2024-09-11
	RO	Leveraged foreign exchange trading	2021-08-23	2024-09-11
	RO	Dealing in futures contracts	2014-08-07	2019-08-21
	RO	Dealing in securities	2014-08-07	2019-08-21
	RO	Leveraged foreign exchange trading	2014-08-07	2019-08-21
CAMBRIDGE STRATEGY (ASSET MANAGEMENT) ASIA LIMITED, THE	RO	Advising on securities	2012-04-27	2013-12-20
	RO	Asset management	2012-04-27	2013-12-20