| Soochow Securities International Futures Limited | RO | Advising on futures contracts | 2026-05-07 | - |
| RO | Dealing in futures contracts | 2026-05-07 | - |
| Soochow Securities International Brokerage Limited | RO | Advising on securities | 2021-12-24 | - |
| RO | Dealing in securities | 2021-12-24 | - |
| Rep | Advising on securities | 2021-07-05 | 2021-12-24 |
| Rep | Dealing in securities | 2021-07-05 | 2021-12-24 |
| Soochow Securities International Futures Limited | Rep | Advising on futures contracts | 2021-07-05 | 2026-05-07 |
| Rep | Dealing in futures contracts | 2021-07-05 | 2026-05-07 |
| PICC Asset Management (Hong Kong) Company Limited | Rep | Asset management | 2020-06-11 | 2021-04-23 |
| RO | Advising on securities | 2016-09-13 | 2021-04-23 |
| Rep | Advising on securities | 2016-07-28 | 2016-09-13 |
| DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2014-08-06 | 2015-08-06 |
| RO | Advising on securities | 2014-08-06 | 2016-03-01 |
| RO | Dealing in securities | 2014-08-06 | 2016-03-01 |
| Rep | Advising on securities | 2012-04-27 | 2014-08-06 |
| Rep | Dealing in securities | 2012-04-27 | 2014-08-06 |