Personnel Hong Kong SFC License Details (ID 1887070)

Personnel Hong Kong SFC License Details (ID 1887070)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-01-02	2026-07-23
	Rep	Dealing in securities	2019-01-02	2026-07-23
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2015-07-15	2016-11-28
	Rep	Dealing in securities	2015-07-15	2016-11-28
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-07-15	2016-11-28
DAEWOO SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2014-05-23	2015-06-17
	Rep	Dealing in securities	2014-05-23	2015-06-17
	Rep	Advising on corporate finance	2012-04-27	2015-06-17