Personnel SFC Licences and HKMA Registrations (ID 1887849)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
uSmart Securities Limited	Rep	Advising on corporate finance	2025-06-02	-
EVER-LONG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2023-02-27	2024-11-30
DRACO CAPITAL LIMITED	Rep	Advising on corporate finance	2020-10-09	2023-02-09
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on corporate finance	2017-12-20	2020-03-31
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2017-12-20	2020-03-31
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2015-07-27	2017-11-30
	Rep	Dealing in securities	2015-07-27	2017-11-30
Alpha Financial Group Limited	Rep	Dealing in securities	2012-08-09	2015-07-18
AMPLE CAPITAL LIMITED	Rep	Advising on corporate finance	2012-04-30	2015-07-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.