Personnel SFC Licences and HKMA Registrations (ID 1887851)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SW Capital Management Limited	Rep	Dealing in securities	2024-06-24	-
	Rep	Advising on securities	2023-11-09	-
	Rep	Asset management	2023-11-09	-
CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2012-04-30	2012-08-02
	Rep	Dealing in securities	2012-04-30	2012-08-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.