Glueck, Franz Ismael

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2019-05-03	-
	Rep	Dealing in securities	2019-05-03	-
	Rep	Advising on corporate finance	2019-04-24	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2017-04-19	2018-12-12
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2012-04-30	2017-02-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2019-05-03	-
	Rep	Dealing in securities	2019-05-03	-
	Rep	Advising on corporate finance	2019-04-24	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2017-04-19	2018-12-12
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2012-04-30	2017-02-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.