Personnel Hong Kong SFC License Details (ID 1888482)

Personnel Hong Kong SFC License Details (ID 1888482)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPDB International Securities Limited	RO	Advising on securities	2019-12-19	2022-08-22
	RO	Dealing in securities	2019-12-19	2022-08-22
SUN GROWTH SECURITIES LIMITED	RO	Dealing in securities	2016-12-15	2017-04-28
	Rep	Dealing in securities	2016-11-03	2016-12-15
CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2015-02-26	2016-09-22
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	RO	Advising on securities	2012-12-20	2016-09-22
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2012-09-20	2016-09-22
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	RO	Dealing in securities	2012-07-18	2016-09-22
	Rep	Dealing in securities	2012-05-02	2012-07-18