Webb-site Legacy

Kwok, Doris Chui Tin 郭翠鈿

SFC ID:AZI581

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TFI Securities and Futures Limited	Rep	Dealing in futures contracts	2024-12-13	-
	Rep	Dealing in securities	2024-12-13	-
VALUABLE CAPITAL LIMITED	Rep	Dealing in futures contracts	2020-12-09	2024-12-09
	Rep	Dealing in securities	2020-12-09	2024-12-09
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2015-05-19	2020-11-13
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-05-19	2020-11-13
Quam Securities Limited	Rep	Dealing in futures contracts	2012-05-02	2015-05-02
	Rep	Dealing in securities	2012-05-02	2015-05-02