Gaw, Christina 吳燕安

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GATEWAY CAPITAL (HONG KONG) LIMITED	RO	Advising on securities	2020-07-07	-
	RO	Asset management	2009-06-16	-
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-02-04
	Rep	Asset management	2003-04-01	2005-02-04
	Rep	Advising on securities	2003-04-01	2005-03-24
	Rep	Dealing in securities	2003-04-01	2008-06-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GATEWAY CAPITAL (HONG KONG) LIMITED	RO	Advising on securities	2020-07-07	-
	RO	Asset management	2009-06-16	-
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-02-04
	Rep	Asset management	2003-04-01	2005-02-04
	Rep	Advising on securities	2003-04-01	2005-03-24
	Rep	Dealing in securities	2003-04-01	2008-06-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.