Personnel Hong Kong SFC License Details (ID 18893)

Personnel Hong Kong SFC License Details (ID 18893)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GLOBAL MASTERMIND INVESTMENT LIMITED	RO	Asset management	2018-01-17	2024-04-10
KINGSTON ASSET MANAGEMENT LIMITED	RO	Asset management	2007-05-22	2017-12-31
EMPEROR CORPORATE FINANCE LIMITED	RO	Asset management	2006-05-30	2006-10-31
	RO	Dealing in securities	2005-12-29	2006-10-31
FORTUNE (HK) SECURITIES LIMITED	RO	Asset management	2004-08-19	2005-11-30
	RO	Dealing in securities	2003-11-03	2005-11-30
ADONIS INVESTMENT MANAGEMENT LIMITED	RO	Asset management	-	2003-05-15
	RO	Dealing in securities	-	2003-05-15