Personnel Hong Kong SFC License Details (ID 1890901)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2018-10-22	-
	Rep	Dealing in securities	2018-10-22	-
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2012-05-07	2013-04-29
	Rep	Dealing in securities	2012-05-07	2013-04-29
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2012-05-07	2013-04-29
	Rep	Dealing in securities	2012-05-07	2013-04-29