| Maven Asia (Hong Kong) Limited | RO | Dealing in futures contracts | 2021-12-20 | 2023-10-10 |
| RO | Dealing in securities | 2021-12-20 | 2023-10-10 |
| Rep | Dealing in futures contracts | 2021-01-18 | 2021-12-20 |
| Rep | Dealing in securities | 2021-01-18 | 2021-12-20 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | 2020-10-30 |
| Rep | Dealing in securities | 2016-12-19 | 2020-10-30 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-05-07 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2012-05-07 | 2020-10-30 |
| Rep | Dealing in securities | 2012-05-07 | 2020-10-30 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-05-07 | 2016-12-18 |