Personnel SFC Licences and HKMA Registrations (ID 1892105)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2019-04-25	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2019-04-25	-
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2019-02-19	2019-04-12
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2019-01-14	2019-04-12
Vantage New Generation Securities Limited	Rep	Advising on securities	2018-03-15	2019-01-06
	Rep	Dealing in securities	2018-02-08	2019-01-06
CHONG HING SECURITIES LIMITED	Rep	Dealing in securities	2012-05-09	2017-10-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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