| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2025-09-18 | 2025-12-28 |
| Rep | Dealing in futures contracts | 2025-09-18 | 2025-12-28 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-01-05 | 2025-12-28 |
| Rep | Dealing in securities | 2024-01-05 | 2025-12-28 |
| RO | Advising on securities | 2023-07-07 | 2024-01-05 |
| RO | Dealing in securities | 2023-07-07 | 2024-01-05 |
| HAITONG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2022-11-30 | 2025-09-18 |
| RO | Dealing in futures contracts | 2022-11-30 | 2025-09-18 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2021-06-08 | 2023-07-07 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-05-09 | 2022-11-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-05-09 | 2023-07-07 |