Personnel Hong Kong SFC License Details (ID 1892815)

Personnel Hong Kong SFC License Details (ID 1892815)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on futures contracts	2022-05-19	2025-12-09
	Rep	Advising on securities	2022-05-19	2025-12-09
	Rep	Asset management	2022-05-19	2025-12-09
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Advising on securities	2017-07-17	2022-04-29
	Rep	Asset management	2017-07-17	2022-04-29
Point72 Hong Kong Limited	Rep	Asset management	2014-08-25	2017-05-31
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2012-05-10	2014-01-31