| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2013-12-11 | 2014-08-08 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2013-04-15 | 2013-07-09 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-04-15 | 2013-07-09 |
| Rep | Dealing in securities | 2013-04-15 | 2013-07-09 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2012-05-11 | 2013-01-14 |
| Rep | Dealing in securities | 2012-05-11 | 2013-01-14 |