Personnel SFC Licences and HKMA Registrations (ID 1893601)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2022-02-21	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2022-02-21	-
	Rep	Dealing in securities	2022-02-21	-
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2018-10-23	2018-11-30
	Rep	Dealing in futures contracts	2018-10-23	2018-11-30
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2016-09-26	2018-04-16
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2012-05-11	2016-05-20
	Rep	Dealing in futures contracts	2012-05-11	2016-05-20
	Rep	Dealing in securities	2012-05-11	2016-05-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.