| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2012-08-10 | 2018-09-18 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-08-10 | 2018-09-18 |
| LONGRUN FINANCIAL GROUP LIMITED | Rep | Dealing in futures contracts | 2012-05-14 | 2012-06-13 |