Personnel Hong Kong SFC License Details (ID 1894908)

Personnel Hong Kong SFC License Details (ID 1894908)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZJKF SECURITIES INVESTMENT (HONG KONG) LIMITED	RO	Asset management	2022-01-20	2022-04-07
OPEN ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2020-10-20	2020-10-20
	Rep	Asset management	2020-10-20	2020-10-20
	RO	Advising on securities	2020-10-20	2021-03-12
	RO	Asset management	2020-10-20	2021-03-12
Open Securities Limited	Rep	Advising on securities	2020-10-20	2020-10-20
	Rep	Dealing in futures contracts	2020-10-20	2020-10-20
	Rep	Dealing in securities	2020-10-20	2020-10-20
	RO	Advising on securities	2020-10-20	2021-03-12
	RO	Dealing in futures contracts	2020-10-20	2021-03-12
	RO	Dealing in securities	2020-10-20	2021-03-12
YUE XIU ASSET MANAGEMENT LIMITED	Rep	Asset management	2013-08-26	2014-09-30
YUE XIU SECURITIES COMPANY LIMITED	Rep	Advising on securities	2013-08-26	2014-09-30
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2012-05-15	2013-07-24
	Rep	Asset management	2012-05-15	2013-07-24