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He, Jia (SFC:AZL185) 何佳 SFC Licences and HKMA Registrations (ID 1894913)
He, Jia (SFC:AZL185) 何佳
SFC ID:
AZL185
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
BNP PARIBAS SECURITIES (ASIA) LIMITED
Rep
Dealing in securities
2019-08-28
-
GOLDMAN SACHS (ASIA) L.L.C.
Rep
Dealing in securities
2012-05-15
2014-08-09
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.