Personnel Hong Kong SFC License Details (ID 1894921)

Personnel Hong Kong SFC License Details (ID 1894921)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Cambium Grove Partners Limited	RO	Advising on securities	2019-12-11	2024-06-18
	RO	Asset management	2019-12-11	2024-06-18
STI Asset Management Limited	RO	Dealing in securities	2017-09-15	2019-09-08
	Rep	Dealing in securities	2016-05-18	2017-09-15
	RO	Advising on securities	2015-12-16	2019-09-08
	RO	Asset management	2015-12-16	2019-09-08
	Rep	Advising on securities	2013-06-14	2015-12-16
	Rep	Asset management	2013-06-14	2015-12-16
VMS Securities Limited	Rep	Advising on securities	2012-05-15	2013-02-28
	Rep	Asset management	2012-05-15	2013-02-28
	Rep	Dealing in securities	2012-05-15	2013-02-28