Personnel Hong Kong SFC License Details (ID 1895530)

Personnel Hong Kong SFC License Details (ID 1895530)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHARLESWIN BULLION LIMITED	RO	Advising on futures contracts	2025-01-03	-
	RO	Dealing in futures contracts	2025-01-03	-
	RO	Advising on futures contracts	2017-09-06	2019-11-11
YICKO SECURITIES LIMITED	RO	Advising on securities	2016-12-23	-
	RO	Dealing in securities	2016-04-21	-
	RO	Asset management	2015-10-30	-
CHARLESWIN BULLION LIMITED	RO	Dealing in futures contracts	2015-09-30	2019-11-11
	Rep	Dealing in futures contracts	2012-05-16	2015-09-30
YICKO SECURITIES LIMITED	Rep	Dealing in securities	2012-05-16	2016-04-21