Personnel Hong Kong SFC License Details (ID 1898)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
	Rep	Dealing in securities	2012-04-20	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-04-20	-
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-05-20	2011-10-20
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2011-05-20	2011-10-20
IMPAC ASSET MANAGEMENT (HK) LIMITED	RO	Advising on futures contracts	2007-02-15	2011-04-21
	RO	Advising on securities	2007-02-15	2011-04-21
	RO	Asset management	2007-02-15	2011-04-21
Cynosure Asset Management Hong Kong Limited	RO	Advising on corporate finance	2005-12-19	2010-07-15
	RO	Advising on securities	2005-12-19	2010-07-15
	RO	Asset management	2005-12-19	2010-07-15
	RO	Dealing in securities	2005-12-19	2010-07-15
Funderstone Asset Management (HK) Limited	RO	Advising on futures contracts	2005-12-19	2011-04-21
	RO	Advising on securities	2005-12-19	2011-04-21
	RO	Asset management	2005-12-19	2011-04-21
Funderstone Futures Limited	RO	Advising on futures contracts	2003-04-01	2011-04-21
	RO	Asset management	2003-04-01	2011-04-21
	RO	Dealing in futures contracts	2003-04-01	2011-04-21
Funderstone Securities Limited	RO	Advising on corporate finance	2003-04-01	2011-04-21
	RO	Advising on securities	2003-04-01	2011-04-21
	RO	Asset management	2003-04-01	2011-04-21
	RO	Dealing in securities	2003-04-01	2011-04-21