| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| MUFG Securities Asia Limited | RO | Advising on corporate finance | 2017-11-30 | - |
| Rep | Advising on corporate finance | 2016-07-08 | 2017-11-30 | |
| RO | Dealing in securities | 2015-12-08 | - | |
| RO | Advising on corporate finance | 2015-12-08 | 2016-07-08 | |
| Rep | Advising on corporate finance | 2015-10-02 | 2015-12-08 | |
| Rep | Dealing in securities | 2015-10-02 | 2015-12-08 | |
| Jefferies Hong Kong Limited | RO | Dealing in securities | 2013-07-08 | 2015-04-02 |
| Rep | Dealing in securities | 2013-04-11 | 2013-07-08 | |
| Rep | Advising on corporate finance | 2013-04-11 | 2015-04-02 | |
| Credit Agricole Securities (Asia) Limited | RO | Advising on securities | 2012-06-18 | 2013-03-09 |
| Rep | Advising on securities | 2012-05-22 | 2012-06-18 |
No HKMA registrations in the collected records.