Personnel SFC Licences and HKMA Registrations (ID 1898632)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

No SFC licenses available

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AH8291

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
DBS BANK LTD.	Dealing in securities	Non-EO	SPECIALIST, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES	2025-10-28	—	Current
DBS BANK LTD.	Advising on securities	Non-EO	SPECIALIST, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES	2025-10-28	—	Current
星展銀行 (香港) 有限公司	Dealing in securities	Non-EO	SPECIALIST, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES	2025-10-28	—	Current
星展銀行 (香港) 有限公司	Advising on securities	Non-EO	SPECIALIST, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES	2025-10-28	—	Current
星展銀行 (香港) 有限公司	Advising on securities	Non-EO	—	2018-06-29	2021-06-30	Former