| HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2021-08-18 | 2023-02-28 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2021-08-18 | 2023-02-28 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-06-24 | 2014-09-22 |
| DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-24 | 2014-09-22 |
| Rep | Leveraged foreign exchange trading | 2013-06-24 | 2014-09-22 |
| South China Forex Limited | Rep | Leveraged foreign exchange trading | 2013-05-10 | 2013-06-22 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-02-08 | 2013-06-22 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-05-22 | 2013-06-22 |
| South China Forex Limited | Rep | Leveraged foreign exchange trading | 2012-05-22 | 2012-12-22 |