Personnel SFC Licences and HKMA Registrations (ID 1899284)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2026-01-19	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-05-11	2025-11-21
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2025-11-21
	Rep	Dealing in securities	2014-10-09	2017-10-02
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2012-05-23	2014-09-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.