Personnel Hong Kong SFC License Details (ID 1899285)

Personnel Hong Kong SFC License Details (ID 1899285)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2021-09-28	-
ORIENT FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2015-08-03	-
	Rep	Dealing in futures contracts	2015-07-13	2015-08-03
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-07-13	2021-09-28
BMF Asset Management Limited	RO	Advising on securities	2015-02-12	2015-07-02
	RO	Asset management	2015-02-12	2015-07-02
Zhonghao International Investment Consulting Co., Limited	RO	Advising on futures contracts	2013-05-08	2014-12-31
Zhonghao International Futures Co., Limited	RO	Advising on futures contracts	2012-05-23	2013-07-02
	RO	Asset management	2012-05-23	2014-12-31
	RO	Dealing in futures contracts	2012-05-23	2014-12-31