Personnel Hong Kong SFC License Details (ID 1899987)

Personnel Hong Kong SFC License Details (ID 1899987)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MOCEAN LIMITED (HK)	RO	Dealing in securities	2023-05-02	-
Oreana Financial Services Limited	RO	Advising on securities	2022-04-06	2022-12-31
	RO	Asset management	2022-04-06	2022-12-31
	RO	Dealing in securities	2020-06-17	2022-12-31
	Rep	Dealing in securities	2020-05-28	2020-06-17
Towers Watson Investment Services Hong Kong Limited	RO	Dealing in securities	2017-05-08	2019-11-30
Saxo Capital Markets HK Limited	RO	Dealing in futures contracts	2012-05-24	2014-10-31
	RO	Dealing in securities	2012-05-24	2014-10-31
	RO	Leveraged foreign exchange trading	2012-05-24	2014-10-31