Personnel Hong Kong SFC License Details (ID 1900884)

Personnel Hong Kong SFC License Details (ID 1900884)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2014-05-12	2018-02-26
	Rep	Advising on securities	2014-05-12	2018-02-26
	Rep	Dealing in securities	2014-05-12	2018-02-26
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2014-05-12	2018-02-26
	Rep	Advising on securities	2014-05-12	2018-02-26
	Rep	Dealing in securities	2014-05-12	2018-02-26
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2014-01-06	2014-04-05
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2012-05-25	2013-04-17