Personnel Hong Kong SFC License Details (ID 1900887)

Personnel Hong Kong SFC License Details (ID 1900887)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Providing automated trading services	2026-06-01	-
	Rep	Dealing in securities	2026-06-01	-
Oppenheimer Investments Asia Limited	Rep	Advising on securities	2024-01-11	2025-11-12
	Rep	Dealing in securities	2024-01-11	2025-11-12
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in securities	2022-04-21	2023-03-31
	RO	Dealing in securities	2019-05-29	2022-04-21
	Rep	Dealing in securities	2019-05-17	2019-05-29
T.F.S. Derivatives HK Limited	RO	Dealing in securities	2012-11-01	2019-02-27
	Rep	Dealing in securities	2012-05-25	2012-11-01