Personnel Hong Kong SFC License Details (ID 1901757)

Personnel Hong Kong SFC License Details (ID 1901757)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2021-06-21	2023-10-25
	Rep	Advising on securities	2021-06-21	2023-10-25
	Rep	Dealing in securities	2021-06-21	2023-10-25
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2016-09-27	2019-08-23
	Rep	Advising on securities	2016-09-27	2019-08-23
	Rep	Dealing in securities	2016-09-27	2019-08-23
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2012-05-28	2016-07-13
	Rep	Advising on securities	2012-05-28	2016-07-13
	Rep	Dealing in securities	2012-05-28	2016-07-13