| Market Securities (Hong Kong) Limited | RO | Dealing in futures contracts | 2025-06-17 | - |
| RO | Dealing in securities | 2025-06-17 | - |
| Rep | Dealing in futures contracts | 2025-01-20 | 2025-06-17 |
| Rep | Dealing in securities | 2025-01-20 | 2025-06-17 |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-05-09 | 2023-06-30 |
| RO | Dealing in securities | 2022-10-20 | 2023-05-09 |
| RO | Dealing in futures contracts | 2022-10-20 | 2023-06-30 |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-04-01 | 2023-06-30 |
| Rep | Dealing in securities | 2022-04-01 | 2023-06-30 |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-02-19 | 2022-10-20 |
| Rep | Dealing in futures contracts | 2018-01-02 | 2022-10-20 |
| Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2012-05-28 | 2017-09-29 |