Personnel Hong Kong SFC License Details (ID 1901765)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC International Capital Limited	RO	Advising on corporate finance	2026-04-10	-
	Rep	Dealing in securities	2026-01-15	-
	Rep	Advising on corporate finance	2026-01-15	2026-04-10
CAITONG INTERNATIONAL CAPITAL CO., LIMITED	RO	Advising on corporate finance	2023-05-17	2025-12-17
	Rep	Advising on corporate finance	2023-02-15	2023-05-17
	Rep	Dealing in securities	2023-02-15	2025-12-17
CINDA INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2018-08-01	2023-02-01
	Rep	Advising on corporate finance	2018-03-15	2018-08-01
	Rep	Dealing in securities	2018-03-15	2023-02-01
EVER-LONG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2016-11-15	2018-03-07
	Rep	Dealing in securities	2016-11-15	2018-03-07
CMB International Capital Limited	Rep	Advising on corporate finance	2015-10-20	2016-09-02
	Rep	Dealing in securities	2015-10-20	2016-09-02
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2015-09-30	2015-10-05
	Rep	Dealing in securities	2015-09-30	2015-10-05
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2014-05-05	2015-08-28
	Rep	Dealing in securities	2014-05-05	2015-08-28
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2012-05-28	2014-04-14
	Rep	Advising on securities	2012-05-28	2014-04-14
	Rep	Dealing in securities	2012-05-28	2014-04-14