Personnel Hong Kong SFC License Details (ID 1902452)

Personnel Hong Kong SFC License Details (ID 1902452)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED	RO	Dealing in securities	2022-02-22	-
	Rep	Dealing in securities	2021-03-15	2022-02-22
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2017-11-02	2021-02-11
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2017-11-02	2021-02-11
	Rep	Dealing in securities	2017-11-02	2021-02-11
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2015-09-02	2015-12-09
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2015-09-02	2015-12-09
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2012-05-29	2014-03-28
	Rep	Asset management	2012-05-29	2014-03-28
	Rep	Dealing in securities	2012-05-29	2014-03-28