Personnel Hong Kong SFC License Details (ID 1902454)

Personnel Hong Kong SFC License Details (ID 1902454)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2014-02-18	2014-02-21
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2014-02-18	2014-02-21
	Rep	Dealing in securities	2014-02-18	2014-02-21
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2013-06-18	2013-06-21
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-06-18	2013-06-21
	Rep	Dealing in securities	2013-06-18	2013-06-21
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2012-05-29	2012-06-01
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2012-05-29	2012-06-01
	Rep	Dealing in securities	2012-05-29	2012-06-01