| Leeds Fund International Limited | RO | Advising on securities | 2023-04-21 | 2024-12-06 |
| Rep | Asset management | 2023-04-21 | 2024-12-06 |
| Leeds Securities Investment Limited | RO | Dealing in securities | 2023-04-21 | 2024-12-06 |
| SUNHIGH FINANCIAL HOLDINGS LIMITED | Rep | Asset management | 2022-06-17 | 2023-03-22 |
| Rep | Advising on securities | 2022-05-20 | 2023-03-22 |
| Rep | Dealing in securities | 2022-05-20 | 2023-03-22 |
| INTEGRITY CONSTRUCTION & DEVELOPMENT SECURITIES GROUP LIMITED | RO | Advising on securities | 2022-04-19 | 2022-04-30 |
| RO | Dealing in securities | 2022-04-19 | 2022-04-30 |
| Rep | Dealing in securities | 2022-02-21 | 2022-04-19 |
| Quam Securities Limited | Rep | Asset management | 2021-04-12 | 2021-12-31 |
| Rep | Dealing in futures contracts | 2018-07-20 | 2021-12-31 |
| Rep | Dealing in securities | 2018-04-03 | 2021-12-31 |
| I WIN SECURITIES LIMITED | RO | Dealing in securities | 2017-07-19 | 2018-02-28 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2016-03-21 | 2017-03-14 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-06-12 | 2017-03-14 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-06-12 | 2017-03-14 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-30 | 2014-05-11 |