| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-03-22 | 2021-03-05 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-10-29 | 2021-03-05 |
| Rep | Dealing in securities | 2015-10-29 | 2021-03-05 | |
| NH INVESTMENT & SECURITIES (H.K.) LIMITED | RO | Advising on securities | 2015-07-23 | 2015-10-08 |
| RO | Dealing in securities | 2015-07-23 | 2015-10-08 | |
| Rep | Advising on securities | 2012-05-31 | 2015-07-23 | |
| Rep | Dealing in securities | 2012-05-31 | 2015-07-23 |