Personnel SFC Licences and HKMA Registrations (ID 1904674)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2019-12-05	-
	Rep	Providing automated trading services	2019-12-05	-
	Rep	Dealing in securities	2019-09-16	-
Jefferies Hong Kong Limited	Rep	Dealing in securities	2014-11-07	2019-08-23
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Providing automated trading services	2012-06-01	2014-06-20
	Rep	Dealing in securities	2012-06-01	2014-06-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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