Personnel Hong Kong SFC License Details (ID 1904683)

Personnel Hong Kong SFC License Details (ID 1904683)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2016-04-06	2017-06-06
	Rep	Dealing in securities	2016-04-06	2017-06-06
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-01-17	2017-06-06
Merrill Lynch (Asia Pacific) Limited	RO	Advising on securities	2012-07-25	2016-04-06
	RO	Dealing in securities	2012-07-25	2016-04-06
Merrill Lynch Far East Limited	RO	Dealing in futures contracts	2012-07-25	2013-01-17
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2012-06-01	2012-07-25
	Rep	Dealing in securities	2012-06-01	2012-07-25
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2012-06-01	2012-07-25