Personnel Hong Kong SFC License Details (ID 1904684)

Personnel Hong Kong SFC License Details (ID 1904684)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2019-12-05	2022-04-06
	Rep	Dealing in securities	2019-12-05	2022-04-06
	Rep	Advising on securities	2018-09-20	2019-06-26
	Rep	Dealing in securities	2018-09-20	2019-06-26
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2012-06-01	2017-03-15
	Rep	Advising on securities	2012-06-01	2017-03-15
	Rep	Dealing in securities	2012-06-01	2017-03-15
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2012-06-01	2017-03-15
	Rep	Advising on securities	2012-06-01	2017-03-15
	Rep	Dealing in securities	2012-06-01	2017-03-15