Personnel SFC Licences and HKMA Registrations (ID 1905287)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MUFG Securities Asia Limited	RO	Dealing in securities	2025-07-25	-
	RO	Advising on corporate finance	2012-09-14	-
	Rep	Advising on corporate finance	2012-06-04	2012-09-14
	Rep	Dealing in securities	2012-06-04	2025-07-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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