Personnel Hong Kong SFC License Details (ID 1906677)

Personnel Hong Kong SFC License Details (ID 1906677)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RED DOOR CAPITAL MANAGEMENT LIMITED	RO	Asset management	2019-06-24	2020-10-31
GLG Partners Hong Kong Limited	RO	Advising on securities	2016-10-25	2016-12-01
	RO	Asset management	2016-10-25	2016-12-01
	RO	Dealing in futures contracts	2016-10-25	2016-12-01
	RO	Dealing in securities	2016-10-25	2016-12-01
	Rep	Advising on securities	2015-11-18	2016-10-25
	Rep	Asset management	2015-11-18	2016-10-25
	Rep	Dealing in futures contracts	2015-11-18	2016-10-25
	Rep	Dealing in securities	2015-11-18	2016-10-25
	RO	Advising on securities	2015-05-15	2015-11-18
	RO	Asset management	2015-05-15	2015-11-18
	RO	Dealing in futures contracts	2015-05-15	2015-11-18
	RO	Dealing in securities	2015-05-15	2015-11-18
	Rep	Advising on securities	2012-06-06	2015-05-15
	Rep	Asset management	2012-06-06	2015-05-15
	Rep	Dealing in futures contracts	2012-06-06	2015-05-15
	Rep	Dealing in securities	2012-06-06	2015-05-15