Personnel Hong Kong SFC License Details (ID 1907402)

Personnel Hong Kong SFC License Details (ID 1907402)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huaan Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2022-05-25	-
	Rep	Dealing in securities	2022-05-25	-
Huaan Securities (Hong Kong) Futures Limited	Rep	Advising on futures contracts	2022-05-25	-
	Rep	Dealing in futures contracts	2022-05-25	-
Yunfeng Financial Markets Limited	Rep	Dealing in securities	2021-06-11	2022-04-04
Yunfeng Securities Limited	Rep	Dealing in securities	2021-06-11	2022-04-04
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2020-06-17	2021-06-01
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2020-06-17	2021-06-01
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in futures contracts	2019-01-11	2020-06-01
	Rep	Dealing in securities	2019-01-11	2020-06-01
Annum Asset Management (Hong Kong) Limited	Rep	Asset management	2013-08-09	2017-09-13
I-ACCESS INVESTORS LIMITED	Rep	Dealing in futures contracts	2012-06-07	2018-11-03
	Rep	Dealing in securities	2012-06-07	2018-11-03