Personnel Hong Kong SFC License Details (ID 1907407)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2020-10-09	2021-07-16
	RO	Advising on securities	2020-10-09	2021-07-16
	RO	Dealing in securities	2020-10-09	2021-07-16
	Rep	Advising on corporate finance	2012-10-08	2020-10-09
	Rep	Advising on securities	2012-10-08	2020-10-09
	Rep	Dealing in securities	2012-10-08	2020-10-09
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-06-07	2012-07-07