Chen, Shu (SFC:AYP960) 陳紓

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SBIA (HK) Limited	RO	Dealing in securities	2023-07-11	2023-12-13
	Rep	Dealing in securities	2021-06-15	2023-07-11
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2014-08-12	2019-09-21
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-06-07	2012-08-02

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SBIA (HK) Limited	RO	Dealing in securities	2023-07-11	2023-12-13
	Rep	Dealing in securities	2021-06-15	2023-07-11
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2014-08-12	2019-09-21
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-06-07	2012-08-02