Personnel Hong Kong SFC License Details (ID 1907417)

Personnel Hong Kong SFC License Details (ID 1907417)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
oOo Securities (HK) Group Limited	RO	Advising on securities	2018-11-13	2023-10-25
	RO	Dealing in securities	2018-11-13	2023-10-25
	RO	Advising on corporate finance	2018-03-08	2023-10-25
	Rep	Advising on corporate finance	2017-12-13	2018-03-08
	RO	Advising on corporate finance	2017-04-26	2017-12-13
	Rep	Advising on corporate finance	2016-09-28	2017-04-26
	Rep	Advising on securities	2016-01-19	2018-11-13
	Rep	Dealing in securities	2016-01-19	2018-11-13
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2014-09-25	2015-12-23
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-06-07	2014-07-12