Personnel Hong Kong SFC License Details (ID 1907418)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	Advising on corporate finance	2015-03-02	2024-02-16
	Rep	Advising on securities	2015-03-02	2024-02-16
Evercore Asia Limited	Rep	Advising on corporate finance	2014-09-29	2014-12-09
	Rep	Dealing in securities	2014-09-29	2014-12-09
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-06-07	2014-06-25