Han, Xu (SFC:AOE724) 韓旭

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Shanggu Securities Limited	RO	Advising on corporate finance	2021-04-09	-
	RO	Advising on securities	2021-04-09	-
	RO	Dealing in securities	2021-04-09	-
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2016-12-19	2017-10-11
	Rep	Advising on corporate finance	2012-06-07	2016-12-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Shanggu Securities Limited	RO	Advising on corporate finance	2021-04-09	-
	RO	Advising on securities	2021-04-09	-
	RO	Dealing in securities	2021-04-09	-
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2016-12-19	2017-10-11
	Rep	Advising on corporate finance	2012-06-07	2016-12-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.